Business Continuity Plan

Taylor & Gray LLC has developed a Business Continuity Plan (“BCP”) to evaluate and manage a potential significant disruption to its business operations so that we may continue critical business functions in the event of an emergency. Critical functions include the storage and preservation of data, alternate communications with clients and regulators, and alternate communications with employees. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our Business Continuity Plan.

Taylor & Gray LLC has engineered redundancy into most of its critical systems to permit a rapid recovery in the event of a sudden loss of processing ability. Our plan addresses the actions that we will take in the event that the significant disruption affects a single building, a business district, a citywide area or an entire region. Taylor & Gray LLC presently maintains robust back-up and recovery within minutes to hours of the business disruption. Our planned recovery times differ depending on the severity of the business disruption.

While no Business Continuity Plan can eliminate all risk or delay resulting from an unexpected interruption in service, we continually assess, update and test our plans to ensure that Taylor & Gray LLC has taken the steps necessary to protect our clients. Our plan will be reviewed and updated and any modifications to our plan will be reflected in this Business Continuity Plan Statement.

Emergency Contact:
If, after a significant business disruption, you cannot contact us as you usually do through our website www.tgprivatecapital.com or by phone at 212.588.8906, you should call our emergency number at 917.747.4712 or email us at info@taylorgrayllc.