MICAH A. TAYLOR, ESQ.
With over 25 years of experience in the securities industry, Micah has cultivated strong relationships with the regulatory bodies working on behalf of numerous foreign and domestic financial firms including Hedge Funds, Private Equity firms and Broker-Dealers. His proficiency with FINRA, SEC and NFA protocols make him well-positioned to approach compliance from a pro-active as well as a preventative stance; his expertise on regulatory rules allows him to efficiently negotiate an optimal resolution to any issue that may arise.
J. CLARKE GRAY, CPA
Clarke is respected as a hands-on Financial, Operations, and Administrative Executive with a depth of knowledge in trading as well as a comprehensive understanding of operational controls and financial reporting. His expertise in public and private regulatory compliance encompasses technical financial and tax requirements. Clarke's leadership and management skills enable him to adroitly interact with regulators, investors, boards and other key constituencies.
Accounting & Finance
Amy brings a wealth of experience and expertise from her career in bank supervision at the Federal Reserve Bank of New York. She has served on three bond steering committees, the district code of conduct review committee, the strategic planning council and is currently a member of the Board of Education, where she was integral in the recent ratification of the two-year teachers' contract.
Gloria brings over 20 years in securities regulatory compliance and operations as well as a long list of senior executive positions at U.S. investment banking and brokerage firms. Her Wall Street career began in early as 1981 as Director of Public Relations for Sanford C. Bernstein & Co.
Vivian has nearly 30 years of experience in the financial services industry, primarily in Equity Capital Markets. More recently, she has been instrumental in establishing and maintaining regulatory compliance practices and assisting in due diligence. She has also been engaged in corporate finance at early-stage and micro-cap companies.