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Taylor & Gray

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May 11, 2018
Site Admin
Press Releases, News & Events

Taylor & Gray Launches a Broker-Dealer Dedicated to Investment Banking Transaction Compliance

May 11, 2018
Site Admin
Press Releases, News & Events

Taylor & Gray LLC, a financial services regulatory consulting firm, launched what may be the first ever Broker-Dealer whose primary business is to provide compliance oversight on transactions subject to regulation by FINRA and the SEC.

May 11, 2018
Site Admin
Press Releases, News & Events
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Taylor & Gray LLC is listed in the FINRA Compliance Vendor Directory.

44 Wall Street, 6th Floor, New York, New York 10005
T:  212.588.8906   |   F:  212.202.7918   |   E:  info@taylorgrayllc.com

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