SEC Approves Consolidated FINRA Registration Rules, Restructured Representative-Level Qualification Examinations and Changes to Continuing Education Requirements 

The Securities and Exchange Commission (SEC) approved a proposed rule change to: 

(1) adopt consolidated FINRA registration rules; 
(2) restructure the representative-level qualification examinations by creating a general knowledge examination called the Securities Industry Essentials (SIE) and transforming the representative-level examinations into specialized knowledge examinations; and
(3) amend the Continuing Education (CE) requirements.